Christopher J. Derry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Derry was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1996. Christopher had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2020 - July 22, 2021
MERIDIAN WEALTH MANAGEMENT, LLC
April 2, 2015 - February 24, 2020
PANOPTIC FINANCIAL GROUP, LLC
February 14, 2011 - January 2, 2015
WAYCROSS PARTNERS, LLC
February 14, 2002 - October 22, 2003
LEVCO SECURITIES, INC.
May 30, 2001 - February 19, 2003
GPC SECURITIES, INC.
July 2, 1996 - November 16, 1999
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
Primary Firm SEC Registration
MERIDIAN WEALTH MANAGEMENT, LLC
CRD#: 151523 / SEC#: 801-70676
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERIDIAN WEALTH MANAGEMENT, LLC
CRD#: 151523 / SEC#: 801-70676
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,802 |
| AUM (Assets Under Management) | $ 3,885,527,411 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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