Mark R. Baran
Professional summary
Mark Richard Baran is a registered financial advisor currently at MCDERMOTT INVESTMENT ADVISORS, LLC located in Erwinna, Pennsylvania and MCDERMOTT INVESTMENT SERVICES, LLC located in Naples, Florida.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Mark has worked at 27 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Richard Baran's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2020 - Present
MCDERMOTT INVESTMENT ADVISORS, LLC
June 26, 2019 - Present
MCDERMOTT INVESTMENT SERVICES, LLC
Office #1: 900 Broad Ave South Suite 2c, Naples, FL 34102December 19, 2018 - June 28, 2019
WOODBURY FINANCIAL SERVICES, INC.
March 5, 2018 - March 14, 2019
SILBER BENNETT FINANCIAL, INC.
January 19, 2017 - March 13, 2018
THIRD SEVEN CAPITAL LLC
June 10, 2013 - December 31, 2016
EDI FINANCIAL, INC.
February 22, 2011 - May 29, 2013
ALLIED BEACON PARTNERS, INC.
November 5, 2009 - February 22, 2011
AMERICAN BEACON PARTNERS, INC.
January 13, 2009 - October 19, 2009
BRITEHORN SECURITIES
October 22, 2008 - November 24, 2008
ANDREW GARRETT INC.
October 22, 2008 - November 24, 2008
ANDREW GARRETT INC.
November 21, 2005 - August 28, 2007
NEUBERGER BERMAN BD LLC
November 1, 2005 - August 28, 2007
NEUBERGER BERMAN BD LLC
August 12, 2003 - March 29, 2004
WATSON SECURITIES CORP
June 4, 1999 - August 21, 2001
AUGMENT SECURITIES INC.
February 1, 1999 - February 11, 1999
VOYA INVESTMENTS DISTRIBUTOR, LLC
September 26, 1996 - January 29, 1999
NICHOLAS-APPLEGATE SECURITIES LLC
March 11, 1996 - September 18, 1996
MML DISTRIBUTORS, LLC
March 1, 1996 - September 18, 1996
MML INVESTORS SERVICES, LLC
May 18, 1995 - March 1, 1996
G. R. PHELPS & CO., INC.
January 31, 1995 - May 12, 1995
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
May 27, 1994 - January 31, 1995
TRANSAMERICA FUND DISTRIBUTORS, INC.
September 23, 1992 - January 21, 1994
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
December 7, 1989 - January 11, 1991
BOSTON CAPITAL SECURITIES, INC.
October 10, 1987 - October 11, 1989
KEMPER FINANCIAL SERVICES, INC.
March 23, 1987 - July 27, 1987
CONTINENTAL EQUITIES CORPORATION OF AMERICA
January 29, 1985 - December 10, 1986
JMB SECURITIES CORPORATION
July 13, 1982 - March 29, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
August 27, 1979 - June 21, 1982
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
MCDERMOTT INVESTMENT ADVISORS, LLC
CRD#: 132221 / SEC#: 801-79404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2020)
(6/26/2019)
(3/15/2022)
(1/5/2022)
(6/26/2019)
(6/26/2019)
(3/15/2022)
(9/1/2021)
(9/2/2021)
Exams
Series 5
Date: 10/16/1981
Interest Rate Options ExaminationFINRA
Current Firm
MCDERMOTT INVESTMENT ADVISORS, LLC
CRD#: 132221 / SEC#: 801-79404
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 709 |
| AUM (Assets Under Management) | $ 211,048,107 |
Red Flags
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