Scott H. Weltzien
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Harry Weltzien, who also goes by Scott H Weltzien, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1979. Scott had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2011 - December 31, 2015
MILLENNIUM GROUP WEALTH MANAGEMENT, LLC
May 28, 1997 - July 20, 2007
WELTZIEN CAPITAL MANAGEMENT, INC.
June 6, 1992 - June 8, 1993
AMERICAN GENERAL SECURITIES INCORPORATED
March 10, 1988 - June 27, 1990
UBS FINANCIAL SERVICES INC.
October 12, 1982 - February 17, 1988
CITIGROUP GLOBAL MARKETS INC.
July 19, 1982 - September 28, 1982
CRALIN & CO., INC.
February 11, 1982 - July 7, 1982
FITTIN, CUNNINGHAM & LAUZON, INC.
August 27, 1979 - November 16, 1981
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILLENNIUM GROUP WEALTH MANAGEMENT, LLC
CRD#: 151652 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
