Gordon G. Martin

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CRD#: 870526

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gordon Gilmer Martin was a registered financial professional .

Gordon is a previously registered financial professional and started their career in finance in 1979. Gordon had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)LENZ FINANCIAL GROUP/INSURANCE AGENT; INSURANCE.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 2, 2015 - December 31, 2022

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

RIA

CRD#: 171321

Eugene, OR

Past

July 2, 2012 - January 7, 2015

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

EUGENE, OR

Past

March 17, 2010 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

EUGENE, OR

Past

May 17, 2004 - December 31, 2014

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

EUGENE, OR

Past

April 29, 1991 - May 17, 2004

RAGEN MACKENZIE INVESTMENT SERVICES, LLC

CRD#: 17525

SEATTLE, WA

Past

April 10, 1984 - May 22, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 2, 1983 - April 9, 1984

FOSTER & MARSHALL INC.

CRD#: 321

Past

August 27, 1979 - February 17, 1983

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

PORTLAND PRIVATE WEALTH MANAGEMENT, INC. | VANCOUVER PRIVATE WEALTH MANAGEMENT | PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA PPWM | PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA EUGENE PRIVATE WEALTH MANAGEMENT | PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA BEND PRIVATE WEALTH MANAGEMENT

CRD#: 171321 / SEC#: 801-118362

RIA

Registered Investment Advisory firm - (4/3/2020 Approved)

Washington

Registered Investment Advisory firm - (5/1/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/19/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/2/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 4/1/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 8/18/1979

General Securities Representative Examination

Current Firm

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

CRD#: 171321 / SEC#: 801-118362

RIA

Registered Investment Advisory firm - (4/3/2020 Approved)

Washington

Registered Investment Advisory firm - (5/1/2020 Terminated)

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Contact information

Main Address

1834 Sw 58th Avenue Suite 101, Portland, OR 97221

Mailing Address

Phone number

(503) 405-9472

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (2/12/2025)

Regulatory assets under management

Total Number of Accounts	872
AUM (Assets Under Management)	$ 222,028,660

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gordon G. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

RAGEN MACKENZIE INVESTMENT SERVICES, LLC

LEHMAN BROTHERS INC.

FOSTER & MARSHALL INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/19/2010

Series 63

Date: 5/2/1981

SIE

Date: 12/31/2014

Series 5

Date: 4/1/1982

Series 7

Date: 8/18/1979

Current Firm

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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