Laurence Komisar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurence Komisar was a registered financial professional .
Laurence is a previously registered financial professional and started their career in finance in 1979. Laurence had worked at 10 firms and has passed the Series 63, Series 56, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2012 - June 5, 2013
T3 TRADING GROUP, LLC
June 20, 1994 - April 1, 2004
SCHONFELD SECURITIES, LLC
November 19, 1991 - June 21, 1994
CITICORP INVESTMENT SERVICES
September 17, 1991 - April 6, 1993
FINANCIAL HORIZONS SECURITIES CORPORATION
October 9, 1989 - September 27, 1991
METROPOLITAN LIFE INSURANCE COMPANY
October 9, 1989 - September 27, 1991
MSI FINANCIAL SERVICES, INC.
August 30, 1983 - March 18, 1985
CREDIT SUISSE SECURITIES (USA) LLC
October 28, 1980 - January 1, 1984
ADVEST, INC.
November 28, 1979 - July 30, 1980
CIBC WORLD MARKETS CORP.
August 27, 1979 - December 19, 1979
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 9/12/2012
Proprietary Trader Qualification ExaminationSeries 55
Date: 8/12/1999
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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