Thomas C. Hack
Professional summary
Thomas Charles Hack is a registered financial professional currently at RICE FINANCIAL PRODUCTS COMPANY located in New York, New York and EUROSCOPE CAPITAL, LLC located in Great Falls, Virginia.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1979. Thomas has worked at 23 firms and has passed the Series 65, Series 63, Series 57TO, Series 52TO, Series 99TO, SIE, Series 55, Series 7, Series 26, Series 9, Series 10, Series 14A, Series 14, Series 12, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Charles Hack's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2020 - Present
RICE FINANCIAL PRODUCTS COMPANY
Office #1: 3 Columbus Circle 15th Fl, New York, NY 10019August 15, 2022 - Present
EUROSCOPE CAPITAL, LLC
Office #1: 9036 Jackson Ln, Great Falls, VA 22066November 10, 2016 - February 14, 2020
JUSTLY MARKETS LLC
July 27, 2015 - May 4, 2016
SEA OTTER SECURITIES GROUP LLC
March 14, 2012 - April 6, 2016
SQUARE GLOBAL MARKETS
December 9, 2011 - March 7, 2012
VIRTU FINANCIAL CAPITAL MARKETS LLC
March 14, 2011 - December 15, 2011
COHEN CAPITAL GROUP, LLC
January 28, 2011 - May 1, 2012
AKAP, LLC
April 30, 2010 - December 1, 2010
ADVANCED TRADING PARTNERS, LLC
November 17, 2004 - October 31, 2007
LABRANCHE STRUCTURED PRODUCTS SPECIALISTS LLC
November 1, 2004 - March 22, 2010
TD ARRANGED SERVICES LLC
July 7, 2004 - November 1, 2004
STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED
March 1, 2004 - March 17, 2004
BERRY-SHINO SECURITIES, INC.
June 5, 2001 - March 31, 2010
LABRANCHE STRUCTURED PRODUCTS DIRECT
December 18, 2000 - February 21, 2003
PREFERREDTRADE, INC.
July 12, 1999 - February 15, 2001
LABRANCHE STRUCTURED PRODUCTS DIRECT
November 5, 1998 - August 30, 1999
COWEN AND COMPANY
February 5, 1996 - August 4, 1998
WALSH MANNING SECURITIES, LLC
December 2, 1994 - January 18, 1996
WILLIAM SCOTT & CO. L.L.C.
October 7, 1993 - February 14, 1994
MF GLOBAL INC.
January 18, 1990 - October 9, 1992
DIRECT BROKERAGE, INC.
October 19, 1988 - January 6, 1989
STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED
July 9, 1987 - November 14, 1988
BOYE HOLDINGS INC.
May 13, 1983 - April 7, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
August 27, 1979 - May 17, 1983
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/28/1998
Limited Representative-Equity Trader ExamSeries 14A
Date: 1/26/2005
Compliance Official Specialist ExamSeries 12
Date: 3/1/2001
NYSE Branch Manager ExaminationFINRA
Current Firm
EUROSCOPE CAPITAL, LLC
CRD#: 310476 / SEC#: , 8-70598
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAVIS, ROBERT-JOSEPH | MANAGING DIRECTOR | |
| HACK, THOMAS CHARLES | CHIEF COMPLIANCE OFFICER | 870520 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
