Sheldon Grodsky
Professional summary
Sheldon Grodsky is a registered financial professional currently at GRODSKY ASSOCIATES, INC. located in West Orange, New Jersey.
Sheldon is registered as a RR (Registered Representative) and started their career in finance in 1979. Sheldon has worked at 4 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 16, Series 7, Series 14, Series 4, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sheldon Grodsky's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 1992 - Present
GRODSKY ASSOCIATES, INC.
October 11, 1988 - December 23, 1991
KENNETH, JEROME & CO.,INC.
April 12, 1988 - October 14, 1988
OPPENHEIMER & CO. INC.
April 1, 1988 - April 12, 1988
FAHNESTOCK INTERNATIONAL INC.
August 27, 1979 - April 1, 1988
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/2/1996)
(1/26/1996)
(9/25/1995)
(10/12/1995)
(10/6/1995)
(1/5/2007)
(2/10/1993)
(2/5/1993)
(12/9/1996)
(7/25/1995)
(2/5/1996)
(2/5/1996)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/23/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
GRODSKY ASSOCIATES, INC.
CRD#: 29148 / SEC#: , 8-44131
Contact information
FINRA licenses (12 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRODSKY, SHELDON | PRESIDENT, TREASURER, SECRETARY, CHIEF EXECUTIVE OFFICER, CFO, ROP, SROP, CROP, CHIEF COMPLIANCE OFFICER, FINOP | 870498 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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