William C. Beise
Professional summary
William Charles Beise is a registered financial professional currently at LAKE STREET CAPITAL MARKETS, LLC located in Minneapolis, Minnesota.
William is registered as a RR (Registered Representative) and started their career in finance in 1979. William has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Charles Beise's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2016 - Present
LAKE STREET CAPITAL MARKETS, LLC
Office #1: 121 South 8th Street Suite 1000, Minneapolis, MN 55402March 18, 2011 - June 21, 2016
COLLIERS SECURITIES LLC
February 5, 2008 - March 22, 2011
NORTHLAND SECURITIES, INC.
April 6, 1998 - June 13, 2003
RBC CAPITAL MARKETS, LLC
June 17, 1986 - April 6, 1998
WESSELS, ARNOLD & HENDERSON, L.L.C.
August 27, 1979 - May 23, 1986
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2016)
Exams
FINRA
Nasdaq Stock Market
Current Firm
LAKE STREET CAPITAL MARKETS, LLC
CRD#: 164447 / SEC#: , 8-69101
Contact information
FINRA licenses (30 States and Territories)
Direct owners and executive officers
Red Flags
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