Scott W. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott William Lee was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1979. Scott had worked at 11 firms and has passed the Series 65, Series 63, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2012 - August 6, 2015
HUDSON & LEE WEALTH MANAGEMENT, INC.
November 19, 2010 - February 2, 2012
MONEY MANAGEMENT SERVICES INC
January 18, 2001 - June 2, 2008
THE WELCH GROUP, LLC
July 17, 1998 - April 20, 1999
MARKMAN SECURITIES, INC.
November 21, 1996 - June 19, 1997
MARKMAN SECURITIES, INC.
September 7, 1991 - October 2, 1992
CHARLES SCHWAB & CO., INC.
February 28, 1991 - September 17, 1991
INVESTACORP, INC.
January 19, 1990 - February 4, 1991
KAVANAUGH SECURITIES, INC.
November 19, 1989 - January 31, 1990
OSAIC WEALTH, INC.
September 5, 1985 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 24, 1979 - June 18, 1985
ASSOCIATED FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HUDSON & LEE WEALTH MANAGEMENT, INC.
CRD#: 158779 / SEC#: 801-72651
Contact information
Red Flags
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