Ned E. Hammond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ned Ernest Hammond JR, who also goes by Ned E Hammond Jr, Ned E Hammond, was a registered financial professional .
Ned is a previously registered financial professional and started their career in finance in 1979. Ned had worked at 14 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2013 - April 14, 2014
BLEY INVESTMENT GROUP, INC.
September 1, 2010 - March 29, 2011
BIC DISTRIBUTORS, LLC
February 26, 2003 - August 17, 2007
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
August 17, 1999 - August 28, 2009
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
May 21, 1998 - March 18, 1999
NYLIFE SECURITIES LLC
November 5, 1993 - April 16, 1998
GT GLOBAL, INC.
February 10, 1993 - October 13, 1993
FUNDMARK INVESTMENT COMPANY SERVICES, INC.
December 11, 1991 - January 13, 1993
ASTRA FUND DISTRIBUTORS CORP.
April 25, 1988 - October 29, 1991
HAMMOND INTERESTS INC.
February 26, 1986 - March 16, 1988
NATIONAL SECURITIES & RESEARCH CORPORATION
July 17, 1985 - March 6, 1986
VESTEQ SECURITIES CORPORATION
April 24, 1984 - March 18, 1986
SOUTHMARK CAPITAL RESOURCE
March 25, 1981 - January 27, 1986
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
August 24, 1979 - April 20, 1980
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLEY INVESTMENT GROUP, INC.
CRD#: 26678 / SEC#: , 8-42701
Contact information
FINRA licenses (15 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
