GW
Glenn A. Williams
A. H. WILLIAMS & COMPANY
HADDONFIELD, NJ 08033
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CRD#: 870216
GW
Professional summary
Glenn Alfred Williams is a registered financial advisor currently at A. H. WILLIAMS & COMPANY, INC. located in Haddonfield, New Jersey and NORTHSTAR FINANCIAL COMPANIES, INC. located in Naples, Florida.
Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Glenn has worked at 10 firms and has passed the Series 63, Series 65, Series 3, Series 7, Series 52, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)AH Williams, investment related, 11 E. Mt Vernon Ave, Suite A, Haddonfield, NJ 08033, affiliated investment adviser, President, May 2002, 150 hours month, 150 during trading hours, manage an investment adviser that specialized in municipal bonds. (2) Northstar Financial Companies, Inc. 1201 E, Hector St. Conshohocken, PA 19428, affiliated investment adviser, IAR, Dec. 2025 150 month, 150 during trading hours, manage an investment adviser that specialized in municipal bonds.
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Alfred Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 13, 2003 - Present
A. H. WILLIAMS & COMPANY, INC.
Office #1: 11 E. Mt Vernon Ave, Haddonfield, NJ 08033RIA
CRD#: 123682
HADDONFIELD, NJ
Current
December 5, 2025 - Present
NORTHSTAR FINANCIAL COMPANIES, INC.
RIA
CRD#: 119396
Naples, FL
Past
January 24, 2013 - August 4, 2014
HB SECURITIES, LLC
BD
CRD#: 140356
PHILADELPHIA, PA
Past
February 23, 2009 - April 20, 2012
SLOAN SECURITIES CORP.
BD
CRD#: 17930
PHILADELPHIA, PA
Past
April 26, 2002 - February 23, 2009
GRANT WILLIAMS L.P.
BD
CRD#: 45961
PHILADELPHIA, PA
Past
December 6, 1995 - March 5, 2002
TD WEALTH MANAGEMENT SERVICES INC.
BD
CRD#: 6940
PHILADELPHIA, PA
Past
June 1, 1990 - January 29, 1991
COMMONWEALTH SECURITIES AND INVESTMENTS, INC.
BD
CRD#: 7399
PITTSBURGH, PA
Past
July 5, 1989 - June 25, 1990
WCMI, INC.
BD
CRD#: 24559
Past
October 6, 1987 - April 6, 1989
A. WEBSTER DOUGHERTY & CO., INCORPORATED
BD
CRD#: 7136
Past
November 15, 1982 - September 3, 1987
TD WEALTH MANAGEMENT SERVICES INC.
BD
CRD#: 6940
Past
August 23, 1979 - June 24, 1981
WOLFE & HURST SECURITIES INC.
BD
CRD#: 7352
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NORTHSTAR FINANCIAL COMPANIES, INC.
AUGUST HERMAN NIEMEYER | THE NIEMEYER GROUP, INC. | THE NIEMEYER GROUP | NORTHSTAR FINANCIAL GROUP | NORTHSTAR FINANCIAL COMPANIES, INC. | KENSINGTON MANAGEMENT
CRD#: 119396 / SEC#: 801-115004
RIA
Registered Investment Advisory firm - (4/12/2019 Approved)Colorado
Registered Investment Advisory firm - (4/24/2019 Terminated)Connecticut
Registered Investment Advisory firm - (4/23/2019 Terminated)Delaware
Registered Investment Advisory firm - (12/31/2005 Terminated)Florida
Registered Investment Advisory firm - (4/22/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (4/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (5/15/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/22/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (4/22/2019 Terminated)Texas
Registered Investment Advisory firm - (4/22/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(12/20/2010)
IAR
Pennsylvania(11/13/2003)
IAR
Texas(4/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
NF
NORTHSTAR FINANCIAL COMPANIES, INC.
AUGUST HERMAN NIEMEYER | THE NIEMEYER GROUP, INC. | THE NIEMEYER GROUP | NORTHSTAR FINANCIAL GROUP | NORTHSTAR FINANCIAL COMPANIES, INC. | KENSINGTON MANAGEMENT
CRD#: 119396 / SEC#: 801-115004
RIA
Registered Investment Advisory firm - (4/12/2019 Approved)Colorado
Registered Investment Advisory firm - (4/24/2019 Terminated)Connecticut
Registered Investment Advisory firm - (4/23/2019 Terminated)Delaware
Registered Investment Advisory firm - (12/31/2005 Terminated)Florida
Registered Investment Advisory firm - (4/22/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (4/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (5/15/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/22/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (4/22/2019 Terminated)Texas
Registered Investment Advisory firm - (4/22/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1201 E. Hector St, Conshohocken, PA 19428
Mailing Address
Phone number
(610) 629-6100
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,303 |
| AUM (Assets Under Management) | $ 443,347,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
