Steven E. Scheinberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Eliot Scheinberg was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1979. Steven had worked at 8 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2016 - November 22, 2019
BA SECURITIES, LLC
December 18, 2013 - October 28, 2015
STILLPOINT CAPITAL, LLC
April 9, 2013 - October 2, 2013
COLORADO FINANCIAL SERVICE CORPORATION
November 6, 1985 - March 12, 1986
GREENTREE SECURITIES CORP.
August 9, 1983 - November 8, 1983
S. D. COHN & CO.
August 3, 1982 - August 8, 1983
UNIFIED SECURITIES CORPORATION
October 22, 1981 - July 23, 1982
LEHMAN BROTHERS INC.
October 5, 1979 - August 23, 1984
MATTHEWS & WRIGHT, INC.
August 23, 1979 - November 15, 1979
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
