John P. Love
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Palmer Love was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1979. John had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2003 - May 21, 2003
SAXONY SECURITIES, INC.
May 5, 1992 - December 31, 2002
DOMINARI SECURITIES LLC
January 24, 1991 - April 25, 1991
IDS LIFE INSURANCE COMPANY
January 24, 1991 - April 25, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
September 21, 1989 - June 12, 1990
ADVEST, INC.
June 10, 1987 - December 8, 1987
W.H. NEWBOLD'S SON & CO., INC.
April 9, 1986 - June 12, 1987
LEHMAN BROTHERS INC.
November 1, 1984 - May 10, 1985
UBS FINANCIAL SERVICES INC.
April 1, 1980 - September 20, 1984
MORGAN STANLEY DW INC.
August 22, 1979 - April 28, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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