Thomas A. Timberlake
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Andrew Timberlake was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1979. Thomas had worked at 6 firms and has passed the Series 63, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 1996 - December 16, 1999
PALM STATE EQUITIES, INC.
February 19, 1992 - August 11, 1994
PALM STATE EQUITIES, INC.
May 18, 1990 - November 29, 1990
TITAN/VALUE EQUITIES GROUP, INC.
June 7, 1989 - May 18, 1990
JONATHAN ALAN & CO., INC.
May 14, 1988 - April 13, 1989
LEHMAN BROTHERS INC.
April 10, 1986 - May 14, 1988
E. F. HUTTON & COMPANY INC
August 22, 1979 - April 9, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PALM STATE EQUITIES, INC.
CRD#: 24271 / SEC#: , 8-41269
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
