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Thomas Andrew Timberlake

CRD# 870022·Registered 1979 - 1999
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Andrew Timberlake was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1979 - 1999. Thomas had worked at 6 firms and has passed the Series 63, Series 3, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

PALM STATE EQUITIES, INC.·CRD# 24271
BD
Sun City Center, FL
August 8, 1996 - December 16, 1999
PALM STATE EQUITIES, INC.·CRD# 24271
BD
Sun City Center, FL
February 19, 1992 - August 11, 1994
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
May 18, 1990 - November 29, 1990
JONATHAN ALAN & CO., INC.·CRD# 15914
BD
June 7, 1989 - May 18, 1990
LEHMAN BROTHERS INC.·CRD# 7506
BD
May 14, 1988 - April 13, 1989
E. F. HUTTON & COMPANY INC·CRD# 235
BD
April 10, 1986 - May 14, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
August 22, 1979 - April 9, 1986

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Current Firm

PS
PALM STATE EQUITIES, INC.

PALM STATE EQUITIES, INC. | R.W. HAYDEN SECURITIES, INCORPORATED

CRD#: 24271 / SEC#: 8-41269
BD
Terminated by SEC on 02/14/2000

Contact Information

Established

Florida since 03/15/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1979About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Jul 1986About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Aug 1979About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1989About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1986About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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