Mark S. Redman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Steven Redman was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1979. Mark had worked at 23 firms and has passed the Series 63, SIE, Series 7, Series 5, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2015 - August 1, 2016
FORESIDE FINANCIAL SERVICES, LLC
July 28, 2014 - May 8, 2015
UNIFIED FINANCIAL SECURITIES, LLC
July 16, 2012 - February 11, 2013
FORESIDE DISTRIBUTION SOLUTIONS, LLC
May 17, 2012 - February 11, 2013
STERLING CAPITAL DISTRIBUTORS, LLC
May 17, 2012 - February 11, 2013
MGI FUNDS DISTRIBUTORS, LLC
May 17, 2012 - February 11, 2013
FORESIDE GLOBAL SERVICES, LLC
May 17, 2012 - February 11, 2013
FORESIDE FUNDS DISTRIBUTORS LLC
May 17, 2012 - February 11, 2013
FAIRHOLME DISTRIBUTORS, LLC
October 12, 2011 - February 11, 2013
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
April 22, 2009 - December 21, 2009
FORESIDE PLAZA DISTRIBUTORS, LLC
January 13, 2009 - February 11, 2013
NORTHERN FUNDS DISTRIBUTORS, LLC
July 17, 2008 - February 11, 2013
FORESIDE ASSOCIATES, LLC
December 3, 2007 - February 11, 2013
BD COMPLIANCE SOLUTIONS, LLC
December 3, 2007 - February 11, 2013
IMST DISTRIBUTORS, LLC
December 3, 2007 - February 11, 2013
FUNDS DISTRIBUTOR, LLC
December 3, 2007 - February 11, 2013
FORESIDE INVESTMENT SERVICES, LLC
December 3, 2007 - February 11, 2013
FORESIDE FUND SERVICES, LLC
December 3, 2007 - February 11, 2013
FORESIDE DISTRIBUTION SERVICES, L.P.
April 13, 2006 - June 8, 2007
IFS FUND DISTRIBUTORS, INC.
June 21, 1995 - April 2, 2002
VICTORY CAPITAL SERVICES, INC.
April 22, 1989 - April 2, 2002
FORESIDE DISTRIBUTION SERVICES, L.P.
February 15, 1988 - December 5, 1988
LEHMAN BROTHERS INC.
June 1, 1984 - February 15, 1988
E. F. HUTTON & COMPANY INC
October 7, 1980 - June 11, 1984
LEHMAN BROTHERS INC.
August 22, 1979 - October 19, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationCurrent Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
