Ramesh C. Jhaveri

INVESTMENTS TECHNOLOGY

Rocky River, OH

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CRD#: 869977

Professional summary

Ramesh Chimanlal Jhaveri, who also goes by Ramesh C Jhaveri, is a registered financial advisor currently at INVESTMENTS TECHNOLOGY INC located in Rocky River, Ohio.

Ramesh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Ramesh has worked at 4 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ramesh C Jhaveri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CURRENTLY SERVING AS CEO OF THE JHAVERI VALUE FUND, A PRIVATE EQUITY MUTUAL FUND. THIS IS THE ONLY TRADING ACCOUNT THAT I TRADE FOR SO I DEDICATE 100% OF MY TIME TO THIS BUSINESS. JHAVERI VALUE FUND 27881 CLEMENS ROAD WESTLAKE, OHIO 44145

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ramesh Chimanlal Jhaveri's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2020 - Present

INVESTMENTS TECHNOLOGY INC

RIA

CRD#: 110223

Rocky River, OH

Past

October 4, 2007 - May 22, 2013

LANDMARK INVESTMENT GROUP, INC

CRD#: 44602

SECAUCUS, NJ

Past

December 22, 1987 - January 12, 2007

FINANCIAL AMERICA SECURITIES, INC.

CRD#: 5100

CLEVELAND, OH

Past

August 22, 1979 - June 9, 1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/16/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/19/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/13/1985

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/24/1985

General Securities Principal Examination

Current Firm

INVESTMENTS TECHNOLOGY INC

CRD#: 110223 / SEC#: 801-18808

RIA

Registered Investment Advisory firm - (12/22/2010 Terminated)

Ohio

Registered Investment Advisory firm - (1/10/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Rocky River, OH

Mailing Address

Phone number

(440) 653-1441

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 6,231,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ramesh C. Jhaveri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ramesh Chimanlal Jhaveri's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENTS TECHNOLOGY INC

LANDMARK INVESTMENT GROUP, INC

FINANCIAL AMERICA SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/1995

Series 7

Date: 12/19/1987

Series 4

Date: 8/13/1985

Series 24

Date: 7/24/1985

Current Firm

INVESTMENTS TECHNOLOGY INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INVESTMENTS TECHNOLOGY INC

TRUST BUT VERIFY

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