Joseph C. Parsons
IAM ADVISORY LLC
Easton, PA 18042
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CRD#: 869879
Professional summary
Joseph Clark Parsons, CFP® is a registered financial advisor currently at IAM ADVISORY LLC located in Easton, Pennsylvania.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Joseph has worked at 6 firms and has passed the Series 63, SIE, Series 62, Series 1, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JOSEPH C. PARSONS POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2013 ADDRESS: 137 N Second Street, Easton PA 18042, United States DESCRIPTION: I own the building that houses the Easton OSJ at 137, N Second Street, Easton , Pa. 18042 2) JOSEPH PARSONS DBA IAM POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1978 ADDRESS: 137 North Second Street, Easton PA 18042, United States DESCRIPTION: Life ,Health and Accident licenced Review needs and recommend life insurance ,LTC,Variable Annuities and Disability Income produstc to clients 3) INVESTMENT ADVISORS ASSET MANAGEMENT ,LLC POSITION: President NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2003 ADDRESS: 137 N. Second Street, Easton PA 18042, United States DESCRIPTION: Coordinate Investment Policy Statements Review Asset Allocation Models Meet with Investment Third Party Analysts Communicate with IA Review RIA Policy and procedsures
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Clark Parsons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1983
Experience
Current
February 14, 2020 - Present
IAM ADVISORY LLC
Office #1: 137 North Second Street, Easton, PA 18042RIA
CRD#: 305492
Easton, PA
Past
December 7, 2006 - March 9, 2020
OSAIC WEALTH, INC.
BD
CRD#: 23131
EASTON, PA
Past
January 9, 2004 - June 30, 2020
INVESTMENT ADVISORS ASSET MANAGEMENT, LLC
RIA
CRD#: 128716
EASTON, PA
Past
March 6, 2003 - December 14, 2004
IAC ADVISORY SERVICES, INC
RIA
CRD#: 122000
OCEAN, NJ
Past
April 12, 1982 - April 22, 2008
INVESTMENT ADVISORS & CONSULTANTS, INC.
BD
CRD#: 7996
EASTON, PA
Past
August 14, 1979 - May 10, 1982
PILGRIM PLANNING ASSOCIATES, INC.
BD
CRD#: 7955
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
IAM ADVISORY LLC
ANCHOR WEALTH STRATEGIES | TAX RELIEF INVESTMENTS | IAM ADVISORY LLC
CRD#: 305492 / SEC#: 801-117991
RIA
Registered Investment Advisory firm - (1/23/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(2/14/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 9/14/1989
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
RR
Series 1
Date: 8/9/1979
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
IA
IAM ADVISORY LLC
ANCHOR WEALTH STRATEGIES | TAX RELIEF INVESTMENTS | IAM ADVISORY LLC
CRD#: 305492 / SEC#: 801-117991
RIA
Registered Investment Advisory firm - (1/23/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
137 North Second Street, Easton, PA 18042
Mailing Address
Phone number
(610) 258-3269
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,727 |
| AUM (Assets Under Management) | $ 635,778,479 |
Red Flags
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Company Information
IAM ADVISORY LLC
CRD#: 305492Easton, PA 18042TRUST BUT VERIFY
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