Lyle R. Ostrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lyle Ray Ostrom II was a registered financial professional .
Lyle is a previously registered financial professional and started their career in finance in 1979. Lyle had worked at 4 firms and has passed the Series 6TO, Series 22TO, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2021 - July 12, 2023
GROVE POINT ADVISORS, LLC
June 17, 2005 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
February 20, 2004 - July 12, 2023
GROVE POINT INVESTMENTS, LLC
July 21, 1986 - February 17, 2004
PRUCO SECURITIES, LLC.
February 18, 1982 - February 17, 2004
PRUCO SECURITIES, LLC.
August 14, 1979 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 8/10/1979
Registered Representative ExaminationCurrent Firm
GROVE POINT ADVISORS, LLC
CRD#: 313171 / SEC#: 801-56879
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,556 |
| AUM (Assets Under Management) | $ 2,470,347,917 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 10/26/2023 | ||
| 02/28/2023 |
Red Flags
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