Frederick M. Pryor

TFC FINANCIAL MANAGEMENT

BOSTON, MA 02110

Some features on this profile are disabled

CRD#: 869833

Professional summary

Frederick Maurice Pryor, who also goes by Fred Pryor, is a registered financial advisor currently at TFC FINANCIAL MANAGEMENT INC located in Boston, Massachusetts.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Frederick has worked at 5 firms and has passed the Series 63, Series 1 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fred Pryor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Maurice Pryor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 1994 - Present

TFC FINANCIAL MANAGEMENT INC

Office #1: 260 Franklin Street 20th & 21st Floor, Boston, MA 02110

RIA

CRD#: 105062

BOSTON, MA

Past

August 12, 1993 - December 31, 1995

COMPASS SECURITIES CORPORATION

CRD#: 16168

BRAINTREE, MA

Past

November 1, 1984 - August 5, 1993

COLLABORATIVE EQUITIES, INC.

CRD#: 15281

BOSTON, MA

Past

January 18, 1983 - February 21, 1985

EASTERN INVESTMENT SECURITIES CORP.

CRD#: 5504

Past

August 13, 1979 - December 20, 1982

FFMC SECURITIES, INC.

CRD#: 7658

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TFC FINANCIAL MANAGEMENT INC

TFC FINANCIAL MANAGEMENT INC | TFC FINANCIAL MANAGEMENT, INC.

CRD#: 105062 / SEC#: 801-17784

RIA

Registered Investment Advisory firm - (10/12/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/14/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 8/4/1979

Registered Representative Examination

Principal/Supervisory Exam

Series 39

Date: 11/18/1983

Direct Participation Programs Principal Examination

Current Firm

TFC FINANCIAL MANAGEMENT INC

TFC FINANCIAL MANAGEMENT INC | TFC FINANCIAL MANAGEMENT, INC.

CRD#: 105062 / SEC#: 801-17784

RIA

Registered Investment Advisory firm - (10/12/1982 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

260 Franklin Street Suite 1888, Boston, MA 02110

Mailing Address

Phone number

(617) 210-6700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (8/5/2025)

Regulatory assets under management

Total Number of Accounts	1,535
AUM (Assets Under Management)	$ 1,537,539,892

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/27/2024	Cover Page	Report
11/22/2023	Cover Page	Report
01/16/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Martin Robbins

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norwell, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Frederick M. Pryor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Maurice Pryor's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS SECURITIES CORPORATION

COLLABORATIVE EQUITIES, INC.

EASTERN INVESTMENT SECURITIES CORP.

FFMC SECURITIES, INC.

Primary Firm SEC Registration

TFC FINANCIAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/11/1994

Series 1

Date: 8/4/1979

Series 39

Date: 11/18/1983

Current Firm

TFC FINANCIAL MANAGEMENT INC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TFC FINANCIAL MANAGEMENT INC

TRUST BUT VERIFY

Contact information

Similar Advisors