David Kornreich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Kornreich was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 21 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2012 - June 18, 2015
BENJAMIN & JEROLD BROKERAGE I, LLC
April 13, 2011 - November 16, 2012
BGC FINANCIAL, L.P.
April 10, 2008 - April 1, 2011
DASH FINANCIAL TECHNOLOGIES LLC
September 13, 2006 - April 14, 2011
DALMORE GROUP LLC
September 7, 2005 - August 22, 2006
MCCLENDON, MORRISON & PARTNERS, INC.
March 18, 2004 - August 5, 2005
CARLIN EQUITIES, LLC
September 25, 2003 - March 18, 2005
US TRADING LLC
March 31, 2003 - September 10, 2003
S.W. BACH & COMPANY
February 6, 2002 - June 26, 2002
A.B. WATLEY, INC.
August 1, 2000 - October 22, 2001
ON-SITE TRADING, INC.
May 18, 1998 - October 22, 1999
BRILL SECURITIES, INC.
September 3, 1997 - May 6, 1998
VANGUARD CAPITAL
June 2, 1995 - August 26, 1997
AMERICAN INVESTMENT SERVICES, INC.
February 7, 1994 - June 6, 1995
PRUDENTIAL EQUITY GROUP, LLC
March 9, 1992 - February 17, 1994
FINANCIAL SQUARE PARTNERS
September 25, 1990 - March 6, 1992
CITICORP FINANCIAL SERVICES,INC.
March 26, 1990 - October 3, 1990
FINANCIAL HORIZONS SECURITIES CORPORATION
September 18, 1989 - March 1, 1990
RODMAN & RENSHAW INC.
June 20, 1989 - September 20, 1989
G. K. SCOTT & CO., INC.
March 6, 1989 - June 24, 1989
LEVCO SECURITIES CORP.
October 20, 1987 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/29/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 7/20/1979
Registered Representative ExaminationCurrent Firm
BENJAMIN & JEROLD BROKERAGE I, LLC
CRD#: 29110 / SEC#: , 8-44133
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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