John C. Infantino
Professional summary
John Carmine Infantino was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1979. Prior to being barred, John had worked at 6 firms, which includes ALLIANCE ASSET GROUPINC., BANIS SECURITIES CORP., INDEPENDENT FINANCIAL SECURITIES INC., INTEGRATED RESOURCES EQUITY CORPORATION, JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, SIGNATOR INVESTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 1994 - October 7, 1998
ALLIANCE ASSET GROUP,INC.
September 29, 1989 - June 3, 1994
BANIS SECURITIES CORP.
September 10, 1987 - September 29, 1989
INDEPENDENT FINANCIAL SECURITIES, INC.
March 1, 1984 - September 24, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
August 1, 1979 - April 11, 1984
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 1, 1979 - April 11, 1984
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Series 1
Date: 7/23/1979
Registered Representative ExaminationCurrent Firm
ALLIANCE ASSET GROUP,INC.
CRD#: 18050 / SEC#: , 8-43473
Contact information
Documents
Red Flags
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