Mitchell J. Fisher

PACIFIC SUN FINANCIAL

Aliso Viejo, CA 92656

CRD#: 869469

Some features on this profile are disabled

Professional summary

Mitchell Jeffrey Fisher, CFP® is a registered financial advisor currently at PACIFIC SUN FINANCIAL CORP located in Aliso Viejo, California.

Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Mitchell has worked at 8 firms and has passed the Series 63, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Jeffrey Fisher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

October 19, 2016 - Present

PACIFIC SUN FINANCIAL CORP

Office #1: 95 Argonaut #105, Aliso Viejo, CA 92656

RIA

CRD#: 284286

Aliso Viejo, CA

Past

September 11, 2007 - October 10, 2016

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

ALISO VIEJO, CA

Past

July 9, 2007 - May 22, 2012

NATIONAL SECURITIES CORPORATION

CRD#: 7569

ALISO VIEJO, CA

Past

May 11, 2000 - August 28, 2000

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

June 23, 1997 - July 2, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

ALISO VIEJO, CA

Past

December 20, 1996 - March 2, 1998

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

June 10, 1991 - May 8, 1997

GLOBALVEST SECURITIES, (USA), INC

CRD#: 15458

CLEARWATER, FL

Past

September 17, 1985 - May 29, 1991

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

August 1, 1979 - April 29, 1985

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACIFIC SUN FINANCIAL CORP

CRD#: 284286 / SEC#: 801-107989

RIA

Registered Investment Advisory firm - (7/5/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/19/2016)

IAR

Texas
(9/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/1984

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 7/26/1979

Registered Representative Examination

Current Firm

PACIFIC SUN FINANCIAL CORP

CRD#: 284286 / SEC#: 801-107989

RIA

Registered Investment Advisory firm - (7/5/2016 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10940 Wilshire Blvd Suite 1450, Los Angeles, CA 90024

Mailing Address

Phone number

(949) 716-8646

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A WRAP BROCHURE (9/16/2025)

Regulatory assets under management

Total Number of Accounts	879
AUM (Assets Under Management)	$ 290,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Rylance

RS CRUM INC.

IAR

Newport Beach, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

Irvine, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mitchell J. Fisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Jeffrey Fisher's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

PRINCIPAL SECURITIES, INC.

BROOKSTREET SECURITIES CORPORATION

PRINCIPAL SECURITIES, INC.

GLOBALVEST SECURITIES, (USA), INC

1717 CAPITAL MANAGEMENT COMPANY

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

PACIFIC SUN FINANCIAL CORP

State Registrations and Notice Filings

Exams

Series 63

Date: 11/29/1993

Series 7

Date: 1/21/1984

Series 1

Date: 7/26/1979

Current Firm

PACIFIC SUN FINANCIAL CORP

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PACIFIC SUN FINANCIAL CORP

TRUST BUT VERIFY

Similar Advisors