Richard P. Taylor
Professional summary
Richard Phillip Taylor, who also goes by Richard Philip Taylor, is a registered financial advisor currently at FOURSTAR WEALTH ADVISORS, LLC located in Battle Creek, Michigan.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Richard has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Phillip Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2024 - Present
FOURSTAR WEALTH ADVISORS, LLC
February 11, 2010 - July 2, 2024
WELLS FARGO CLEARING SERVICES, LLC
September 15, 2006 - July 2, 2024
WELLS FARGO CLEARING SERVICES, LLC
November 7, 1997 - September 22, 2006
J.J.B. HILLIARD, W.L. LYONS, LLC
September 17, 1993 - November 17, 1997
FIRST OF MICHIGAN CORPORATION
April 20, 1992 - September 9, 1993
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Primary Firm SEC Registration
FOURSTAR WEALTH ADVISORS, LLC
CRD#: 169613 / SEC#: 801-110467
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/27/2024)
Exams
Current Firm
FOURSTAR WEALTH ADVISORS, LLC
CRD#: 169613 / SEC#: 801-110467
Contact information
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,309 |
| AUM (Assets Under Management) | $ 1,240,902,908 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2025 | ||
| 05/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
