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RB

Ronald J. Bateh

AMERICAN CAPITAL PARTNERS
Atlanta, GA 30328
Some features on this profile are disabled
CRD#: 869380
RB

Professional summary

Ronald James Bateh, who also goes by Ronald James Batch, is a registered financial professional currently at AMERICAN CAPITAL PARTNERS, LLC located in Atlanta, Georgia.

Ronald is registered as a RR (Registered Representative) and started their career in finance in 1979. Ronald has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 3, Series 7, Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ronald James Batch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronald James Bateh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 1, 2013 - Present

AMERICAN CAPITAL PARTNERS, LLC

Office #1: 6000 Lake Forrest Drive N.w. Suite# 325, Atlanta, GA 30328
BD
CRD#: 119249
Atlanta, GA
Past

December 19, 2011 - February 4, 2013

L.M. KOHN & COMPANY

BD
CRD#: 27913
ATLANTA, GA
Past

June 7, 2002 - February 27, 2012

MIDSOUTH CAPITAL, INC.

BD
CRD#: 35039
ATLANTA, GA
Past

May 5, 1999 - January 14, 2002

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

July 3, 1991 - April 21, 1999

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

June 12, 1986 - July 16, 1991

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

September 11, 1980 - June 20, 1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

August 1, 1979 - September 1, 1980

CITISTREET EQUITIES LLC

BD
CRD#: 7447

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/9/2014)
RR
Connecticut
(2/1/2013)
RR
Florida
(6/7/2018)
RR
Georgia
(2/1/2013)
RR
Illinois
(2/1/2013)
RR
New York
(7/20/2021)
RR
North Carolina
(8/7/2013)
RR
Pennsylvania
(6/30/2014)
RR
South Carolina
(1/9/2014)
RR
Texas
(3/21/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 10/2/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 2/25/1987
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 9/20/1980
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 7/25/1979
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/11/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

AC
AMERICAN CAPITAL PARTNERS, LLC
ACP INVESTMENTS, LLC | AMERICAN CAPITAL PARTNERS, LLC

CRD#: 119249 / SEC#: , 8-65165

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
205 Oser Ave., Hauppauge, NY 11788
Mailing Address
205 Oser Ave., Hauppauge, NY 11788
Phone number
(631) 851-0918
Established
New York since 12/21/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CENTURY MANAGEMENT LLCPARENT CO.
CAHILL, EDWARD MICHAEL JRPRESIDENT, GSP2310758
GARDINI, ANTHONY MICHAEL JRCHAIRMAN, CEO, GSP1893107
GARDINI, JOHN CHARLESCCO, CROP, AML, MP2408960
PICERNO, JOHNHEAD TRADER2490554
SIMONE, ANTHONY PHILIPFINOP, CFO1514066

Disclosures

Regulatory Event2
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN CAPITAL PARTNERS, LLC

CRD#: 119249Atlanta, GA 30328

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