Ned P. Lerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ned Paul Lerman was a registered financial professional .
Ned is a previously registered financial professional and started their career in finance in 1979. Ned had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2019 - March 5, 2021
CABOT LODGE SECURITIES LLC
January 28, 2016 - November 21, 2019
IFS SECURITIES
November 4, 2003 - May 14, 2014
WEDBUSH SECURITIES INC.
February 20, 1998 - December 31, 2001
MORLEY SECURITIES, INC.
March 21, 1995 - December 20, 1995
SMITH CULVER INVESTMENTS
February 21, 1994 - March 2, 1995
UNITED CALIFORNIA SECURITIES, INC.
December 23, 1992 - June 1, 1993
PRUDENTIAL EQUITY GROUP, LLC
August 5, 1983 - December 18, 1992
CITIGROUP GLOBAL MARKETS INC.
December 10, 1980 - September 14, 1983
MUNICICORP OF CALIFORNIA
July 21, 1979 - November 30, 1980
GIBRALCO, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
