Stephen J. Nannenga
Professional summary
Stephen James Nannenga is a registered financial professional currently at INVESTMENT PLANNERS, INC. located in Bellevue, Iowa.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1979. Stephen has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen James Nannenga's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2003 - Present
INVESTMENT PLANNERS, INC.
Office #1: 2349 St Catherine Road, Bellevue, IA 52031January 22, 2002 - March 4, 2003
WELLS FARGO INVESTMENTS, LLC
June 21, 2001 - March 4, 2003
WELLS FARGO INVESTMENTS, LLC
January 2, 1998 - November 30, 2001
STANTON INVESTMENT SERVICES, INC.
January 2, 1997 - October 17, 1997
STANTON INVESTMENT SERVICES, INC.
August 11, 1986 - December 5, 1996
A. G. EDWARDS & SONS, INC.
July 27, 1979 - August 11, 1986
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2020)
(3/21/2003)
Exams
FINRA
Current Firm
INVESTMENT PLANNERS, INC.
CRD#: 18557 / SEC#: , 8-35642
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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