Melvin T. Day
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Thomas Day, who also goes by Melvin Thomas Day II, Tom Day Ii, Tom Day, Melvin Thomas Day Ii, was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1979. Melvin had worked at 16 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2008 - September 25, 2008
DBSI SECURITIES CORPORATION
June 18, 2007 - June 27, 2011
INTERMOUNTAIN FINANCIAL SERVICES, INC.
March 19, 2004 - December 31, 2006
WAVELAND CAPITAL PARTNERS LLC
November 16, 1998 - March 15, 2004
SENTRA SECURITIES CORPORATION
February 27, 1995 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
October 26, 1993 - February 9, 1995
CONSOLIDATED INVESTMENT SERVICES, INC.
December 2, 1992 - February 14, 1994
PACIFIC CLIFFS CAPITAL, INC.
February 11, 1991 - April 6, 1992
CUNA BROKERAGE SERVICES, INC.
April 26, 1990 - December 31, 1990
CENTURY INVESTORS OF AMERICA, INC.
February 5, 1988 - April 17, 1989
FIDELITY BROKERAGE SERVICES LLC
May 21, 1985 - November 18, 1987
MML INVESTORS SERVICES, LLC
August 22, 1983 - April 8, 1985
COVEY & CO., INC.
March 9, 1981 - August 26, 1983
DAIN RAUSCHER INCORPORATED
January 31, 1980 - April 5, 1981
UBS FINANCIAL SERVICES INC.
October 23, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
July 27, 1979 - October 22, 1979
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DBSI SECURITIES CORPORATION
CRD#: 11687 / SEC#: , 8-24914
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
