Steven C. Donald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Curtis Donald was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1979. Steven had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2007 - April 3, 2017
SPIRE SECURITIES, LLC
May 30, 2007 - August 27, 2007
AEGIS CAPITAL CORP.
November 19, 2003 - May 24, 2005
LPL FINANCIAL LLC
November 19, 2003 - May 24, 2005
LPL FINANCIAL LLC
March 22, 2002 - November 19, 2003
RIGGS SECURITIES INC.
January 1, 1997 - November 24, 2003
RIGGS SECURITIES INC.
March 8, 1996 - March 15, 2002
VOSS & CO., INC.
January 1, 1996 - March 20, 1996
FIRST UNION BROKERAGE SERVICES, INC.
November 29, 1994 - January 1, 1996
FIRST FIDELITY BROKERS, INC.
August 18, 1986 - December 14, 1994
BALTIMORE BANCORP INVESTMENT SERVICES, INC.
February 20, 1981 - May 4, 1984
JOHNSTON, LEMON & CO. INCORPORATED
July 27, 1979 - March 13, 1981
LAIDLAW, MARTIN & MOYSEY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPIRE SECURITIES, LLC
CRD#: 144131 / SEC#: , 8-67635
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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