Carol J. Gosho
Professional summary
Carol Jeanne Gosho, CFP®, who also goes by Carol Jeanne Dornan, Carol J Gosho, Carol Jeanne Gosho, Carol Jeanne Michels, is a registered financial advisor currently at GOSHO FINANCIAL GROUP located in San Mateo, California.
Carol is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Carol has worked at 7 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carol Jeanne Gosho's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1988
Experience
February 4, 2016 - Present
GOSHO FINANCIAL GROUP
Office #1: 1900 S Norfolk Street Suite 350, San Mateo, CA 94403February 9, 2010 - December 31, 2015
GOSHO FINANCIAL GROUP
September 8, 2009 - August 16, 2011
LPL FINANCIAL LLC
September 8, 2009 - August 16, 2011
LPL FINANCIAL LLC
April 29, 2003 - September 8, 2009
ASSOCIATED SECURITIES CORP.
February 27, 2001 - December 23, 2009
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
November 3, 2000 - September 8, 2009
ASSOCIATED SECURITIES CORP.
January 26, 1996 - November 24, 2000
PIPER SANDLER & CO.
January 31, 1980 - January 26, 1996
UBS FINANCIAL SERVICES INC.
July 27, 1979 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/4/2016)
Exams
Series 15
Date: 2/23/1983
Foreign Currency Options ExaminationSeries 5
Date: 10/9/1981
Interest Rate Options ExaminationCurrent Firm
GOSHO FINANCIAL GROUP
CRD#: 152268 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 90 |
| AUM (Assets Under Management) | $ 23,473,856 |
Red Flags
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