Raymond Cifani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Cifani was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1979. Raymond had worked at 2 firms and has passed the Series 63, Series 3, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 1986 - October 6, 1987
FINANCIAL SQUARE PARTNERS
July 27, 1979 - May 12, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/14/1981
Interest Rate Options ExaminationCurrent Firm
FINANCIAL SQUARE PARTNERS
CRD#: 1541 / SEC#: , 8-1682
Contact information
Documents
Red Flags
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