Cass Candell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cass Candell was a registered financial professional .
Cass is a previously registered financial professional and started their career in finance in 1979. Cass had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2005 - July 25, 2013
CASS CANDELL, CFP, INC
March 30, 1998 - November 21, 2014
AMERICAN INVESTORS COMPANY
July 27, 1979 - November 21, 2014
AMERICAN INVESTORS COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
CASS CANDELL, CFP, INC
CRD#: 136739 / SEC#:
Contact information
Red Flags
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