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Michael Anthony Giannace

CRD# 869061·Registered 1979 - 2001
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Anthony Giannace was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1979 - 2001. Michael had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

FORTIS SECURITIES LLC·CRD# 103714
BD
New York, NY
December 20, 2000 - February 28, 2001
WORLD INVESTMENTS, LLC·CRD# 20626
BD
Lincroft, NJ
March 29, 1999 - December 7, 2000
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
January 10, 1996 - December 31, 1997
AFM INVESTMENTS, INC.·CRD# 24584
BD
Howell, NJ
July 26, 1993 - January 14, 1995
WORLD INVESTMENTS, LLC·CRD# 20626
BD
Lincroft, NJ
January 18, 1993 - July 16, 1993
MALONE & ASSOCIATES, INC.·CRD# 10412
BD
Denver, CO
October 24, 1990 - February 22, 1991
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
June 6, 1989 - January 18, 1990
V P SECURITIES, INC.·CRD# 16615
BD
April 7, 1987 - April 10, 1989
BUNKER SECURITIES CORP.·CRD# 8424
BD
June 17, 1983 - March 14, 1987
SOUTHEAST SECURITIES OF FLORIDA, INC.·CRD# 5359
BD
March 22, 1982 - May 31, 1983
J. W. WELLER & CO., INC.·CRD# 6106
BD
March 18, 1982 - April 13, 1982
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
December 15, 1980 - March 28, 1982
DONALD & CO. SECURITIES INC.·CRD# 7776
BD
July 27, 1979 - January 1, 1981

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Current Firm

FS
FORTIS SECURITIES LLC

ALPHA INTERNATIONAL SECURITIES, L.L.C. | FORTIS SECURITIES LLC | FORTIS INVESTMENT SERVICES LLC

CRD#: 103714 / SEC#: 8-52232
BD
Terminated by SEC on 04/11/2011

Contact Information

Established

Delaware since 10/21/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FSI HOLDINGS INC.DIRECT OWNER—
CLYNE, THOMAS GERARD JRCFO1214606
SOBIN, LARRY BRIANPRESIDENT/ CEO/ COO1616415
STROMBELLINE, STEPHEN CHARLESCHIEF COMPLIANCE OFFICER2692936

Disclosures

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1981About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1979About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1982About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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