Louis P. Reames
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Phillips Reames SR was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1979. Louis had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2007 - July 25, 2007
BROOKSTREET SECURITIES CORPORATION
March 9, 2004 - November 27, 2006
SYNERGY INVESTMENT GROUP, LLC
July 16, 2003 - December 31, 2003
DEMPSEY FINANCIAL NETWORK, INC.
February 14, 2003 - July 15, 2003
THOMAS GROUP CAPITAL
December 19, 2000 - December 14, 2001
AUERBACH, POLLAK & RICHARDSON INC.
October 22, 1999 - December 19, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
January 28, 1992 - October 8, 1999
ARGENT SECURITIES, INC.
December 22, 1989 - October 11, 1991
ARGENT SECURITIES, INC.
January 3, 1982 - March 1, 1989
FIRST ALLIANCE SECURITIES, INC.
March 6, 1980 - September 21, 1983
FSC SECURITIES CORPORATION
July 27, 1979 - April 5, 1982
ENTERPRISE FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
