Patricia A. Senese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Ann Senese, who also goes by Patricia Ann Kruckel, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1979. Patricia had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2017 - November 22, 2019
IFS SECURITIES
May 2, 2016 - May 9, 2017
CAPIS
May 23, 2011 - April 28, 2016
THE FIG GROUP, LLC
October 3, 2003 - April 20, 2011
DIVINE CAPITAL MARKETS LLC
August 21, 1997 - October 3, 2003
MAY, DAVIS GROUP INC.
February 4, 1997 - February 26, 1997
MAY, DAVIS GROUP INC.
June 17, 1988 - March 17, 1997
WR LAZARD, LAIDLAW INCORPORATED
October 7, 1985 - June 24, 1988
KUHNS BROTHERS & LAIDLAW, INC.
March 1, 1983 - September 9, 1985
ROONEY, PACE INC.
July 15, 1980 - August 17, 1981
JOHN MUIR & CO.
November 15, 1979 - June 2, 1980
CIBC WORLD MARKETS CORP.
July 25, 1979 - November 12, 1979
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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