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Patricia A. Senese

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CRD#: 868971
PS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patricia Ann Senese, who also goes by Patricia Ann Kruckel, was a registered financial professional .

Patricia is a previously registered financial professional and started their career in finance in 1979. Patricia had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Patricia Ann Kruckel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 21, 2017 - November 22, 2019

IFS SECURITIES

BD
CRD#: 40375
ATLANTA, GA
Past

May 2, 2016 - May 9, 2017

CAPIS

BD
CRD#: 7551
DALLAS, TX
Past

May 23, 2011 - April 28, 2016

THE FIG GROUP, LLC

BD
CRD#: 133558
DALLAS, TX
Past

October 3, 2003 - April 20, 2011

DIVINE CAPITAL MARKETS LLC

BD
CRD#: 118212
NEW YORK, NY
Past

August 21, 1997 - October 3, 2003

MAY, DAVIS GROUP INC.

BD
CRD#: 35622
NEW YORK, NY
Past

February 4, 1997 - February 26, 1997

MAY, DAVIS GROUP INC.

BD
CRD#: 35622
Past

June 17, 1988 - March 17, 1997

WR LAZARD, LAIDLAW INCORPORATED

BD
CRD#: 6010
NEW YORK, NY
Past

October 7, 1985 - June 24, 1988

KUHNS BROTHERS & LAIDLAW, INC.

BD
CRD#: 1481
Past

March 1, 1983 - September 9, 1985

ROONEY, PACE INC.

BD
CRD#: 6218
Past

July 15, 1980 - August 17, 1981

JOHN MUIR & CO.

BD
CRD#: 2837
Past

November 15, 1979 - June 2, 1980

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
Past

July 25, 1979 - November 12, 1979

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/18/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/21/1979
General Securities Representative Examination

Current Firm

IS
IFS SECURITIES
ALZAID FINANCIAL SERVICES, INC. | INTERNATIONAL FINANCIAL SOLUTIONS, INC. | IFS SECURITIES, INC | IFS SECURITIES | IFS EQUITY | IFS CAPITAL MARKETS | IFS ADVISORY, LLC

CRD#: 40375 / SEC#: , 8-49020

BD
Terminated by SEC on 02/28/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
Pennsylvania since 09/21/1993
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INC.FOREIGN ENTITY/DIRECT OWNER
MCKENZIE, ALEXYS ULANDOCEO/OWNER2642827
SADLER, JOQUINN THOMASCHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER2817763

Disclosures

Regulatory Event3
Arbitration1
Financial1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

IFS SECURITIES

CRD#: 40375

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