Michael R. Barclay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Raymond Barclay, who also goes by Michael R Barclay, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1979. Michael had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2013 - May 11, 2018
M BARC INVESTMENT GROUP, INC.
October 8, 2011 - March 4, 2013
INTERNATIONAL ASSETS ADVISORY, LLC
March 22, 2010 - November 4, 2010
JHS CAPITAL ADVISORS, LLC
January 11, 1999 - March 31, 2010
GUNNALLEN FINANCIAL, INC
January 12, 1994 - January 4, 1999
PARAGON CAPITAL MARKETS, INC.
May 23, 1990 - November 19, 1993
OSAIC WEALTH, INC.
May 1, 1984 - June 12, 1990
PRUDENTIAL EQUITY GROUP, LLC
July 25, 1979 - May 31, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/8/2003
Limited Representative-Equity Trader ExamSeries 5
Date: 11/11/1981
Interest Rate Options ExaminationCurrent Firm
M BARC INVESTMENT GROUP, INC.
CRD#: 41082 / SEC#: , 8-49297
Contact information
Documents
Red Flags
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