Aurangzeb R. Pirzada
Professional summary
Aurangzeb Rashid Pirzada was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Aurangzeb is a previously registered financial professional and started their career in finance in 1979. Prior to being barred, Aurangzeb had worked at 14 firms, which includes INTERFIRST CAPITAL CORPORATION, THE SUNNOOR CORPORATION, W.J. GALLAGHER & COMPANY INC., CAMERON MURPHY & SPANGLER INC., ERUDITE INVESTMENTS INC., PAULSON INVESTMENT COMPANY LLC, RAUSCHER PIERCE REFSNES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, LEHMAN BROTHERS INC., UBS FINANCIAL SERVICES INC., BATEMAN EICHLER HILL RICHARDS INCORPORATED, DREXEL BURNHAM LAMBERT INCORPORATED, MORGAN STANLEY DW INC., PAINE WEBBER JACKSON & CURTIS INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 1999 - December 7, 1999
INTERFIRST CAPITAL CORPORATION
March 30, 1999 - February 13, 2002
THE SUNNOOR CORPORATION
August 11, 1997 - September 30, 1999
W.J. GALLAGHER & COMPANY, INC.
July 19, 1996 - August 28, 1996
CAMERON, MURPHY & SPANGLER, INC.
December 6, 1984 - October 23, 1995
ERUDITE INVESTMENTS, INC.
November 29, 1983 - September 21, 1984
PAULSON INVESTMENT COMPANY LLC
December 20, 1982 - April 11, 1983
RAUSCHER PIERCE REFSNES, INC.
May 6, 1982 - January 17, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 19, 1981 - September 1, 1981
LEHMAN BROTHERS INC.
January 20, 1981 - March 25, 1981
UBS FINANCIAL SERVICES INC.
January 7, 1981 - February 16, 1981
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
September 4, 1980 - October 31, 1980
DREXEL BURNHAM LAMBERT INCORPORATED
October 24, 1979 - August 31, 1980
MORGAN STANLEY DW INC.
July 27, 1979 - November 9, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERFIRST CAPITAL CORPORATION
CRD#: 7659 / SEC#: , 8-22805
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MHK INVESTMENT CORPORATION | HOLDING COMPANY | |
| PHILLIPS, BRADFORD ASHLEY | CHAIRMAN, PRESIDENT AND CEO | 1730426 |
| ROGERS, KENNETH WALTER | EXECUTIVE VICE PRESIDENT SALES, DIRECTOR | 500255 |
| ROGERS, PAULA ANDREA | FINANCIAL AND OPERATIONS PRINCIPAL | 2167864 |
| TENNEY, LOUIS RUSSELL | SROP | 1032315 |
| TENNEY, LOUIS RUSSELL | MUNICIPAL BOND PRINCIPAL | 1032315 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
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