Judith R. Friedman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Ruth Friedman, who also goes by Judith R Friedman, Judy Friedman, Judith R Friedman-salmonson, Judith R. Friedman-salmonson, Judith R Salmonson, Judith Ruth Salmonson, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1981. Judith had worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 1, Series 26, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2016 - April 14, 2021
EMPOWER ADVISORY GROUP, LLC
February 11, 2014 - April 14, 2021
EMPOWER FINANCIAL SERVICES, INC.
November 23, 2012 - January 30, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 23, 2012 - January 30, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 9, 2012 - November 20, 2012
LINCOLN INVESTMENT
March 5, 2012 - November 20, 2012
LINCOLN INVESTMENT
February 13, 1998 - April 7, 2010
MSI FINANCIAL SERVICES, INC.
May 2, 1990 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
April 25, 1990 - April 7, 2010
MSI FINANCIAL SERVICES, INC.
July 2, 1982 - April 25, 1990
UR FINANCIAL, INC.
July 9, 1981 - July 26, 1982
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 7/16/1979
Registered Representative ExaminationSeries 8
Date: 6/19/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
