Kevin S. O'rourke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Sean O'rourke, who also goes by Kevin Shawn O'rourke, Kevin Sean Orourke, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1979. Kevin had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2019 - July 24, 2020
COHEN & COMPANY SECURITIES, LLC
February 4, 2010 - November 1, 2019
THE WILLIAMS CAPITAL GROUP, L.P.
June 24, 2009 - February 3, 2010
GRIGSBY & ASSOCIATES, INC.
July 15, 2008 - September 26, 2008
BELLE HAVEN INVESTMENTS, L.P.
August 27, 1984 - June 18, 2008
J.P. MORGAN SECURITIES LLC
July 25, 1979 - July 31, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
