Michael F. Reilly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Frances Reilly was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1979. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 57, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2018 - December 17, 2020
AVATAR SECURITIES, LLC
June 27, 2007 - January 25, 2008
SUSQUEHANNA FINANCIAL GROUP, LLLP
June 27, 2007 - January 25, 2008
SAL EQUITY TRADING, GP
November 3, 2003 - June 18, 2007
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 25, 2003 - October 23, 2003
MILLER TABAK + CO., LLC
January 9, 2001 - September 9, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
October 25, 1991 - December 17, 2002
GOLDMAN SACHS & CO. LLC
August 24, 1983 - October 22, 1991
SALOMON BROTHERS INC.
May 13, 1981 - August 29, 1983
E. F. HUTTON & COMPANY INC
July 27, 1979 - October 18, 1979
KUHNS BROTHERS & LAIDLAW, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/19/1999
Limited Representative-Equity Trader ExamCurrent Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
