Robert J. Hurley

INVESTOR RESOURCES

BOSTON, MA

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CRD#: 868799

Professional summary

Robert Joseph Hurley, who also goes by Bob Hurley, Robert Hurley, is a registered financial advisor currently at INVESTOR RESOURCES INC located in Boston, Massachusetts.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Robert has worked at 13 firms and has passed the Series 65, Series 63, Series 15, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Hurley | Robert Hurley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Hurley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 1996 - Present

INVESTOR RESOURCES INC

RIA

CRD#: 128722

BOSTON, MA

Past

September 15, 1994 - January 18, 2001

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

February 11, 1992 - September 20, 1994

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

February 28, 1991 - January 27, 1992

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

February 28, 1991 - January 27, 1992

HOME LIFE INSURANCE COMPANY

CRD#: 4184

Past

October 12, 1990 - January 30, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 12, 1990 - January 30, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

February 9, 1990 - October 19, 1990

W.H. NEWBOLD'S SON & CO., INC.

CRD#: 7575

Past

January 2, 1990 - February 10, 1990

HANIFEN, IMHOFF SECURITIES CORP.

CRD#: 10620

Past

November 4, 1989 - January 2, 1990

MOORE & SCHLEY, CAMERON & CO.

CRD#: 6917

Past

February 18, 1989 - February 17, 1990

J. T. MORAN & CO., INC.

CRD#: 15655

Past

June 9, 1980 - May 13, 1987

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

July 27, 1979 - March 28, 1980

LEHMAN BROTHERS KUHN LOEB INCORPORATED

CRD#: 7555

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/5/1996)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/27/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 15

Date: 12/7/1982

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 10/16/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 7/21/1979

General Securities Representative Examination

Current Firm

INVESTOR RESOURCES INC

CRD#: 128722 / SEC#:

Massachusetts

Registered Investment Advisory firm - (5/5/1996 Approved)

Texas

Registered Investment Advisory firm - (4/4/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Charlestown, MA

Mailing Address

Phone number

(617) 728-9990

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 14,972,171

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Robert J. Hurley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Hurley's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

GUARDIAN INVESTOR SERVICES LLC

WS GRIFFITH SECURITIES, INC.

HOME LIFE INSURANCE COMPANY

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

W.H. NEWBOLD'S SON & CO., INC.

HANIFEN, IMHOFF SECURITIES CORP.

MOORE & SCHLEY, CAMERON & CO.

J. T. MORAN & CO., INC.

E. F. HUTTON & COMPANY INC

LEHMAN BROTHERS KUHN LOEB INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/1994

Series 63

Date: 3/27/1989

Series 15

Date: 12/7/1982

Series 5

Date: 10/16/1981

Series 7

Date: 7/21/1979

Current Firm

INVESTOR RESOURCES INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INVESTOR RESOURCES INC

TRUST BUT VERIFY

Contact information

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