John A. Yaccarine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Anthony Yaccarine JR., who also goes by John Anthony Yaccarine Jr, John Anthony Yaccarine, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 9 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2009 - August 1, 2017
E&J SECURITIES CORP.
March 12, 2008 - October 27, 2009
W.A. CAPITAL MARKETS
February 8, 2007 - March 11, 2008
J & D SECURITIES LLC
January 7, 2005 - July 31, 2006
JOHN NISLER, SOLE PROPRIETOR
January 30, 2004 - January 3, 2005
J.P. DALTON & ASSOCIATES, INC.
October 7, 2002 - January 30, 2004
WILSON (JR), JOHN E
July 18, 1995 - March 18, 1998
RODMAN & RENSHAW INC.
December 8, 1994 - April 27, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
March 29, 1988 - September 26, 1994
FBN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
E&J SECURITIES CORP.
CRD#: 37452 / SEC#: , 8-47773
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
