Harold C. Anderson
PARKSHORE WEALTH MANAGEMENT
Granite Bay, CA 95746
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CRD#: 868705
Professional summary
Harold Craig Anderson, CFP® is a registered financial advisor currently at PARKSHORE WEALTH MANAGEMENT located in Granite Bay, California.
Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Harold has worked at 6 firms and has passed the Series 66, Series 7, Series 1 and Series 24 exams.
Biography
Harold Anderson’s career inspiration began with his grandfather’s example of integrity. It was during the Great Depression when his grandfather sold life insurance and would often pay his clients’ premiums when they could not. Harold also witnessed the hard-learned financial lessons of other family members; as a young man, Harold chose to learn all he could in order to help others not make the same mistakes. As Parkshore’s President and Senior Advisor, he leads a team intent on helping clients build wealth and create long term financial security.
Harold is a CERTIFIED FINANCIAL PLANNER™ (CFP®) certificant since 1986. He works with clients in the areas of Retirement, Tax, Financial and Estate planning. He finds it particularly gratifying to work with client’s financial challenges and solve their everyday issues. With 42 years of experience in financial services, he counts one of the most satisfying career achievements as time he and his son, Daniel Andersen, worked together to create Parkshore Wealth Management.
Harold and his wife, Darlene, live in the Sierra Foothills, where they enjoy time with their 4 adult children and 14 grandchildren. Harold is an artisan woodworker and has earned his Masters in Woodworking from Marc Adams School of Woodworking and enjoys taking classes to further improve his skills.
Question & Answer
What are your service offerings?
Estate Planning
Tax Planning
Investment Planning
Insurance Planning
Comprehensive Financial Planni...
Retirement Planning
Do you have an area of expertise or specialization?
Estate & Generational Planning...
High Net Worth Client Needs
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Tax Planning
Women's Financial Planning Iss...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Harold Craig Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1986
Education
Brigham Young University
BS - Business management
Experience
Current
October 7, 2008 - Present
PARKSHORE WEALTH MANAGEMENT
Office #1: 5940 Granite Lake Drive, Granite Bay, CA 95746RIA
CRD#: 148052
Granite Bay, CA
Past
January 5, 2005 - September 30, 2008
PENNINGTON FINANCIAL GROUP
RIA
CRD#: 108478
GOLD RIVER, CA
Past
July 8, 1997 - October 27, 2004
OSAIC WEALTH, INC.
RIA
CRD#: 23131
GOLD RIVER, CA
Past
February 17, 1994 - November 29, 2004
PENNINGTON FINANCIAL GROUP
RIA
CRD#: 108478
GOLD RIVER, CA
Past
February 11, 1991 - October 27, 2004
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
June 15, 1989 - March 4, 1991
KAVANAUGH SECURITIES, INC.
BD
CRD#: 10606
DALLAS, TX
Past
May 16, 1985 - June 30, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Past
July 23, 1979 - May 14, 1985
WADDELL & REED
BD
CRD#: 866
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PARKSHORE WEALTH MANAGEMENT
PARKSHORE WEALTH MANAGEMENT | PRINCIPLE WEALTH MANAGEMENT
CRD#: 148052 / SEC#: 801-78573
RIA
Registered Investment Advisory firm - (9/23/2013 Approved)California
Registered Investment Advisory firm - (10/25/2013 Terminated)Texas
Registered Investment Advisory firm - (9/26/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/7/2008)
IAR
Texas(1/17/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/13/1979
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
PARKSHORE WEALTH MANAGEMENT
PARKSHORE WEALTH MANAGEMENT | PRINCIPLE WEALTH MANAGEMENT
CRD#: 148052 / SEC#: 801-78573
RIA
Registered Investment Advisory firm - (9/23/2013 Approved)California
Registered Investment Advisory firm - (10/25/2013 Terminated)Texas
Registered Investment Advisory firm - (9/26/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5940 Granite Lake Drive, Granite Bay, CA 95746
Mailing Address
Phone number
(916) 797-3007
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,607 |
| AUM (Assets Under Management) | $ 455,395,765 |
Red Flags
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Company Information
PARKSHORE WEALTH MANAGEMENT
CRD#: 148052Granite Bay, CA 95746TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
