Harold C. Anderson

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CRD#: 868705

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harold Craig Anderson, CFP® was a registered financial professional .

Harold is a previously registered financial professional and started their career in finance in 1979. Harold had worked at 6 firms and has passed the Series 66, Series 7, Series 1 and Series 24 exams.

Core Areas of Focus

Estate & Generational Planning Issues

High Net Worth Client Needs

Retirement Plan Investment Advice

Retirement Planning & Distribution Rules

Tax Planning

Women's Financial Planning Issues

Biography

Harold Anderson’s career inspiration began with his grandfather’s example of integrity.  It was during the Great Depression when his grandfather sold life insurance and would often pay his clients’ premiums when they could not. Harold also witnessed the hard-learned financial lessons of other family members; as a young man, Harold chose to learn all he could in order to help others not make the same mistakes. As Parkshore’s President and Senior Advisor, he leads a team intent on helping clients build wealth and create long term financial security.

Harold is a CERTIFIED FINANCIAL PLANNER™ (CFP®) certificant since 1986. He works with clients in the areas of Retirement, Tax, Financial and Estate planning. He finds it particularly gratifying to work with client’s financial challenges and solve their everyday issues.  With 42 years of experience in financial services, he counts one of the most satisfying career achievements as time he and his son, Daniel Andersen, worked together to create Parkshore Wealth Management.   

Harold and his wife, Darlene, live in the Sierra Foothills, where they enjoy time with their 4 adult children and 14 grandchildren. Harold is an artisan woodworker and has earned his Masters in Woodworking from Marc Adams School of Woodworking and enjoys taking classes to further improve his skills.

Question & Answer

What are your service offerings?

Estate Planning

Tax Planning

Investment Planning

Insurance Planning

Comprehensive Financial Planni...

Retirement Planning

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Education

Brigham Young University

BS - Business management

Experience

Past

October 7, 2008 - December 5, 2025

PARKSHORE WEALTH MANAGEMENT

RIA

CRD#: 148052

GRANITE BAY, CA

Past

January 5, 2005 - September 30, 2008

PENNINGTON FINANCIAL GROUP

RIA

CRD#: 108478

GOLD RIVER, CA

Past

July 8, 1997 - October 27, 2004

OSAIC WEALTH, INC.

RIA

CRD#: 23131

GOLD RIVER, CA

Past

February 17, 1994 - November 29, 2004

PENNINGTON FINANCIAL GROUP

RIA

CRD#: 108478

GOLD RIVER, CA

Past

February 11, 1991 - October 27, 2004

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

June 15, 1989 - March 4, 1991

KAVANAUGH SECURITIES, INC.

CRD#: 10606

DALLAS, TX

Past

May 16, 1985 - June 30, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

July 23, 1979 - May 14, 1985

WADDELL & REED

CRD#: 866

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARKSHORE WEALTH MANAGEMENT

PARKSHORE WEALTH MANAGEMENT | PRINCIPLE WEALTH MANAGEMENT

CRD#: 148052 / SEC#: 801-78573

RIA

Registered Investment Advisory firm - (9/23/2013 Approved)

California

Registered Investment Advisory firm - (10/25/2013 Terminated)

Texas

Registered Investment Advisory firm - (9/26/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/18/1996

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 7/13/1979

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/2/1985

General Securities Principal Examination

Current Firm

PARKSHORE WEALTH MANAGEMENT

PARKSHORE WEALTH MANAGEMENT | PRINCIPLE WEALTH MANAGEMENT

CRD#: 148052 / SEC#: 801-78573

RIA

Registered Investment Advisory firm - (9/23/2013 Approved)

California

Registered Investment Advisory firm - (10/25/2013 Terminated)

Texas

Registered Investment Advisory firm - (9/26/2013 Terminated)

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Contact information

Main Address

5940 Granite Lake Drive, Granite Bay, CA 95746

Mailing Address

Phone number

(916) 797-3007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARKSHORE WEALTH MANAGEMENT ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,607
AUM (Assets Under Management)	$ 455,395,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Harold C. Anderson

Professional summary

Core Areas of Focus

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Education

Brigham Young University

Experience

PENNINGTON FINANCIAL GROUP

OSAIC WEALTH, INC.

PENNINGTON FINANCIAL GROUP

OSAIC WEALTH, INC.

KAVANAUGH SECURITIES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

WADDELL & REED

Primary Firm SEC Registration

PARKSHORE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 12/18/1996

Series 7

Date: 6/16/1984

Series 1

Date: 7/13/1979

Series 24

Date: 8/2/1985

Current Firm

PARKSHORE WEALTH MANAGEMENT

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARKSHORE WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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