Richard E. Chiozzi

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CRD#: 868631

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Emilio Chiozzi, CFP® was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1979. Richard had worked at 9 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1981

Experience

Past

June 28, 2018 - April 1, 2025

BECK BODE LLC

RIA

CRD#: 282611

GUILFORD, CT

Past

September 6, 2011 - September 25, 2018

BOSTON RETIREMENT ADVISORS,LLC

RIA

CRD#: 116572

GUILFORD, CT

Past

July 12, 1995 - September 10, 1996

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

November 4, 1994 - February 16, 1995

MUTUAL SECURITIES, INC.

CRD#: 13092

CAMARILLO, CA

Past

April 28, 1989 - December 5, 1989

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

July 30, 1985 - December 8, 1992

FINANCIAL SECURITIES NETWORK,INC.

CRD#: 16153

Past

December 10, 1979 - August 2, 1985

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Past

July 23, 1979 - April 5, 1980

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

CRD#: 2873

Past

July 23, 1979 - April 5, 1980

MONY SECURITIES CORPORATION

CRD#: 4386

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BECK BODE LLC

CRD#: 282611 / SEC#: 801-107188

RIA

Registered Investment Advisory firm - (1/27/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/10/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/21/1981

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 12/10/1979

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/3/1985

General Securities Principal Examination

Current Firm

BECK BODE LLC

CRD#: 282611 / SEC#: 801-107188

RIA

Registered Investment Advisory firm - (1/27/2016 Approved)

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Contact information

Main Address

858 Washington Street Suite 100, Dedham, MA 02026

Mailing Address

Phone number

(617) 209-2224

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BECK BODE LLC PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,544
AUM (Assets Under Management)	$ 615,926,726

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard E. Chiozzi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BOSTON RETIREMENT ADVISORS,LLC

INVEST FINANCIAL CORPORATION

MUTUAL SECURITIES, INC.

HORNOR, TOWNSEND & KENT, LLC

FINANCIAL SECURITIES NETWORK,INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

BECK BODE LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/10/1981

Series 7

Date: 2/21/1981

Series 1

Date: 12/10/1979

Series 24

Date: 5/3/1985

Current Firm

BECK BODE LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BECK BODE LLC

TRUST BUT VERIFY

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