Francis P. Manley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Patrick Manley, who also goes by Rick Manley, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1979. Francis had worked at 9 firms and has passed the Series 63, Series 7, Series 62, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2010 - December 23, 2013
RAMPART FINANCIAL SERVICES, INC.
June 21, 2006 - September 18, 2008
LPL FINANCIAL LLC
October 24, 2005 - June 21, 2006
MML INVESTORS SERVICES, LLC
May 13, 2003 - December 14, 2005
SIGMA FINANCIAL CORPORATION
June 20, 2001 - February 19, 2002
FIRST HEARTLAND CAPITAL, INC.
July 17, 2000 - June 11, 2001
NEW ENGLAND SECURITIES
September 17, 1999 - September 28, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 1, 1998 - September 28, 2000
OSAIC FA, INC.
July 17, 1979 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 9/26/1988
Corporate Securities Limited Representative ExaminationSeries 1
Date: 7/9/1979
Registered Representative ExaminationCurrent Firm
RAMPART FINANCIAL SERVICES, INC.
CRD#: 43294 / SEC#: , 8-50218
Contact information
Documents
Red Flags
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