Don A. Slabaugh
Professional summary
Don Alan Slabaugh is a registered financial advisor currently at DON A. SLABAUGH, LLC located in Helotes, Texas.
Don is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Don has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Don Alan Slabaugh's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2004 - Present
DON A. SLABAUGH, LLC
March 7, 2000 - September 26, 2003
WELLS FARGO CLEARING SERVICES, LLC
August 19, 1994 - September 26, 2003
WELLS FARGO CLEARING SERVICES, LLC
February 14, 1989 - August 25, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 17, 1979 - January 6, 1989
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 17, 1979 - January 6, 1989
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/22/2010)
(7/22/2011)
Exams
Series 1
Date: 7/9/1979
Registered Representative ExaminationCurrent Firm
DON A. SLABAUGH, LLC
CRD#: 127024 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 49 |
| AUM (Assets Under Management) | $ 30,000,000 |
Red Flags
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