ER
Edward S. Registrato
WESTMINSTER FINANCIAL ADVISORY CORP
Sun City, AZ 85351
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CRD#: 868454
ER
Professional summary
Edward Salvatore Registrato is a registered financial advisor currently at WESTMINSTER FINANCIAL ADVISORY CORP located in Sun City, Arizona and WESTMINSTER FINANCIAL SECURITIES, INC. located in Sun City, Arizona.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Edward has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, Series 79TO, Series 52TO, SIE, Series 7, Series 1, Series 27, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)REALTOR: COLDWELL BANKER15210 N. 99TH AVE SUN CITY AZ REFERRAL AGENT 3 HRS/MO START DATE 9/23/92; 2) INSURANCE AGENT: AMNET SEC COMPANY SINCE 7/25/77 2 HRS/MO; 3) TRUST COORDINATION: AMNET FSC SINCE 1976 15 HRS/MO; 4) TRUST ADMINISTRATION: AMNET FSC SINCE 1976 5 HR/MO
CRS (Client Relationship Summary) - RIA
Click below to view Edward Salvatore Registrato's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 4, 2007 - Present
WESTMINSTER FINANCIAL ADVISORY CORP
Office #1: 10433 W. Coggins Drive, Sun City, AZ 85351RIA
CRD#: 110283
Sun City, AZ
Current
June 16, 2015 - Present
WESTMINSTER FINANCIAL SECURITIES, INC.
Office #1: 10433 W. Coggins Drive., Sun City, AZ 85351BD
CRD#: 20677
Sun City, AZ
Past
August 15, 1983 - October 19, 2015
AMERICAN NETWORK SECURITIES CORP.
BD
CRD#: 13750
SUN CITY, AZ
Past
July 6, 1983 - August 24, 1983
WZW FINANCIAL SERVICES, INC.
BD
CRD#: 5717
Past
May 26, 1981 - July 5, 1983
CORNERSTONE FINANCIAL SERVICES, INC.
BD
CRD#: 953
Past
July 10, 1979 - June 12, 1981
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK
CRD#: 110283 / SEC#: 801-29690
RIA
Registered Investment Advisory firm - (6/15/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(9/13/2007)
RR
Arizona(7/1/2015)
RR
Arkansas(7/23/2015)
IAR
California(1/21/2010)
RR
California(6/17/2015)
RR
Colorado(7/7/2015)
IAR
Colorado(10/21/2024)
RR
Connecticut(6/1/2015)
IAR
Connecticut(4/6/2017)
RR
Delaware(6/22/2015)
RR
Florida(6/17/2015)
IAR
Florida(12/19/2016)
RR
Georgia(7/1/2015)
IAR
Illinois(2/23/2010)
RR
Illinois(6/18/2015)
IAR
Iowa(2/22/2010)
RR
Iowa(7/24/2023)
RR
Kansas(7/22/2015)
IAR
Kansas(12/4/2024)
RR
Kentucky(1/5/2016)
IAR
Kentucky(3/14/2023)
RR
Maryland(6/19/2015)
RR
Massachusetts(7/2/2015)
IAR
Michigan(4/12/2010)
RR
Michigan(7/20/2015)
RR
Minnesota(7/2/2015)
IAR
Minnesota(7/4/2017)
RR
Mississippi(1/24/2020)
IAR
Mississippi(1/24/2020)
RR
Missouri(7/22/2016)
RR
Nevada(11/10/2015)
IAR
New Jersey(1/28/2010)
RR
New Jersey(7/6/2015)
IAR
New Mexico(6/19/2008)
RR
New Mexico(7/2/2015)
RR
New York(8/18/2015)
IAR
New York(6/18/2021)
RR
North Carolina(1/22/2020)
RR
North Dakota(2/1/2018)
IAR
Ohio(9/4/2007)
RR
Ohio(1/8/2016)
RR
Oregon(7/24/2015)
RR
Pennsylvania(8/20/2015)
RR
South Carolina(8/20/2020)
RR
South Dakota(8/5/2016)
IAR
South Dakota(8/9/2016)
IAR
Texas(1/20/2010)
RR
Texas(6/17/2015)
RR
Utah(6/29/2015)
IAR
Utah(4/10/2017)
RR
Virginia(10/8/2025)
RR
Washington(7/1/2015)
IAR
Washington(4/9/2020)
RR
Wisconsin(7/2/2015)
RR
Wyoming(6/17/2015)
IAR
Wyoming(5/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/3/1979
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK
CRD#: 110283 / SEC#: 801-29690
RIA
Registered Investment Advisory firm - (6/15/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
50 Chestnut Street Suite A-400, Beavercreek, OH 45440
Mailing Address
Phone number
(937) 898-5010
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,255 |
| AUM (Assets Under Management) | $ 1,224,901,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2024 | ||
| 02/26/2024 | ||
| 12/09/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
