Lawrence Talisman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Talisman was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1979. Lawrence had worked at 19 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2012 - December 12, 2012
AMERICAN CAPITAL PARTNERS, LLC
August 30, 2011 - October 18, 2011
R. F. LAFFERTY & CO., INC.
May 2, 2003 - December 31, 2008
WASSERMAN & ASSOCIATES, INC.
December 3, 2002 - June 11, 2003
WESTROCK ADVISORS, INC.
June 26, 2000 - June 26, 2000
MARKET WISE SECURITIES, LLC
June 26, 2000 - December 2, 2002
UVEST FINANCIAL SERVICES GROUP, INC.
April 28, 1997 - April 18, 2000
FERRIS, BAKER WATTS, LLC
July 31, 1996 - May 28, 1997
LADENBURG THALMANN & CO. INC.
January 16, 1995 - July 31, 1996
EARLYBIRDCAPITAL, INC.
September 26, 1994 - January 9, 1995
JWGENESIS SECURITIES, INC.
March 7, 1994 - September 19, 1994
EARLYBIRDCAPITAL, INC.
April 29, 1993 - April 20, 1994
JOSEPHTHAL & CO., INC.
January 11, 1991 - December 24, 1992
BARON CAPITAL, INC.
September 7, 1985 - October 15, 1990
ABN AMRO SECURITIES LLC
August 22, 1984 - September 12, 1985
CIBC WORLD MARKETS CORP.
April 24, 1984 - August 30, 1984
GINTEL & CO., LLC
October 12, 1983 - March 26, 1984
PROFESSIONAL BROKERAGE SERVICES INC.
August 13, 1982 - August 2, 1983
BURNS FRY INC
March 26, 1980 - December 28, 1981
GORDON CAPITAL INC.
July 13, 1979 - February 15, 1980
SCOTIA CAPITAL (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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