GF
George P. Fields
LEXAURUM ADVISORS
LITTLETON, CO 80127
Some features on this profile are disabled
CRD#: 868364
GF
Professional summary
George Peter Fields, who also goes by Pete Fields, is a registered financial advisor currently at LEXAURUM ADVISORS located in Littleton, Colorado.
George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. George has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pete Fields
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**Juvotax Position: Referrer Nature: Juvotax, is non-ownership affiliation with Don Dickey CPA. I refer clients to Don for tax preparation and he refers potential financial planning and insurance clients to us. Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 03/01/2016 Address: 7475 E. Peakview Ave, Centennial CO 80111 **PLF Group, LLC Position: Owner Nature: Rental Property Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 12/18/2007 Address: 8071 Shaffer Pkwy, Littleton CO 80127 **Pete Fields Insurance Agent Nature: Insurance Sales: Life, Disability, LTC and Health Investment Related: No Hours: 80 Securities Trading Hours: 4 Start Date: 03/01/1979 Address: 8071 Shaffer Pkwy, Littleton CO 80127 **CAPITAL RESOURCE GROUP, INC. POSITION: President NATURE: Financial Planning Firm, Insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 04/09/1993 ADDRESS: 8071 Shaffer Pkwy, Littleton CO 80127, United States DESCRIPTION: CRG is wholy owned by G. Pete Fields. It is an "S" corporation. CRG has contracts with several insurance companies to market Fixed Life, Annuity, Disability, LTC and Health Insurance Products. **KEN CARYL MEDICAL & PROFESSIONAL OWNERS ASSOCIATION POSITION: VP and Board Member NATURE: Business Condo Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2008 ADDRESS: 8071 Shaffer Pkwy, Littleton CO 80127, United States DESCRIPTION: I serve on the Board of Directors and the acting President of the Owners Association. This is the HOA for the Building owned by PLF Group, LLC which is owned by myself. **PLAN ADMINISTRATOR POSITION: Plan Administrator NATURE: I serve as 401 k plan administrator to my DBA 401 k plan, Capital Resource Group, Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/20/2005 ADDRESS: 8071 Shaffer Parkway, Littleton CO 80127, United States DESCRIPTION: I am the plan administrator and provide employees with the necessary disclosures and select the plan investment options.
CRS (Client Relationship Summary) - RIA
Click below to view George Peter Fields's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 2024 - Present
LEXAURUM ADVISORS
Office #1: 8071 Shaffer Parkway, Littleton, CO 80127RIA
CRD#: 283653
LITTLETON, CO
Past
June 14, 2024 - September 25, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
LITTLETON, CO
Past
June 14, 2024 - September 25, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
LITTLETON, CO
Past
January 27, 2017 - June 14, 2024
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LITTLETON, CO
Past
January 27, 2017 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LITTLETON, CO
Past
September 2, 2016 - November 2, 2016
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
LITTLETON, CO
Past
September 1, 2016 - February 7, 2017
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
LITTLETON, CO
Past
September 1, 2016 - February 7, 2017
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
LITTLETON, CO
Past
February 7, 2003 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
LITTLETON, CO
Past
January 1, 1999 - February 7, 2003
THE MASTERS, INC.
RIA
CRD#: 108432
LITTLETON, CO
Past
January 1, 1999 - December 31, 2016
CAPITAL RESOURCE GROUP, INC.
RIA
CRD#: 114064
LITTLETON, CO
Past
June 8, 1998 - November 2, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
LITTLETON, CO
Past
March 23, 1990 - June 9, 1998
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
June 20, 1985 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
BD
CRD#: 60
KANSAS CITY, MO
Past
August 25, 1980 - June 7, 1985
CONSOLIDATED INVESTMENT SERVICES, INC.
BD
CRD#: 7929
Past
July 2, 1979 - May 25, 1980
VP DISTRIBUTORS LLC
BD
CRD#: 3036
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LEXAURUM ADVISORS
BLUE SKY FINANCIAL MANAGEMENT | WILEY FINANCIAL SERVICES | WEALTHCHARTER RETIREMENT PLANNING | VERITAS INVESTMENT PARTNERS, LLC | THE KIRKWOOD GROUP | THE DONNELLY COMPANY | SULLIVAN WEALTH STRATEGIES | STAPF FINANCIAL SERVICES | SPICER RETIREMENT ADVISORS | SHEPHERD ADVISOR | SEASONS FINANCIAL GROUP | RICHARD A. GAGNE & ASSOCIATES | PERSINGER PLANNING | PASCOLO 271 PRIVATE WEALTH MANAGEMENT | PARTRIDGE WEALTH | NAVALIS WEALTH MANAGMENT | LEXAURUM ADVISORS, LLC | LEXAURUM ADVISORS | LAZOR INSURANCE & FINANCIAL SERVICES | KRANSTUBER WEALTH MANAGEMENT | KOWITZ FINANCIAL GROUP | JR HASSEN WEALTH MANAGEMENT | INTEGRATIVE RISK MANAGEMENT | IN THE GAME WEALTH MANAGEMENT | HERITAGE ADVISORS | HARSHA ADVISORY GROUP | GRANT MARSHALL RETIREMENT & WEALTH PLANNING | GEMINI FINANCIAL ADVISORS | GAMEDAY WEALTH MANAGEMENT | FOCAL POINT FINANCIAL GROUP | ELEMENTAL WEALTH GROUP | CARPENTER AND ASSOCIATES | CAPITAL RESOURCE GROUP
CRD#: 283653 / SEC#: 801-107738
RIA
Registered Investment Advisory firm - (5/10/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(9/23/2024)
IAR
Texas(9/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 6/22/1979
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
LA
LEXAURUM ADVISORS
BLUE SKY FINANCIAL MANAGEMENT | WILEY FINANCIAL SERVICES | WEALTHCHARTER RETIREMENT PLANNING | VERITAS INVESTMENT PARTNERS, LLC | THE KIRKWOOD GROUP | THE DONNELLY COMPANY | SULLIVAN WEALTH STRATEGIES | STAPF FINANCIAL SERVICES | SPICER RETIREMENT ADVISORS | SHEPHERD ADVISOR | SEASONS FINANCIAL GROUP | RICHARD A. GAGNE & ASSOCIATES | PERSINGER PLANNING | PASCOLO 271 PRIVATE WEALTH MANAGEMENT | PARTRIDGE WEALTH | NAVALIS WEALTH MANAGMENT | LEXAURUM ADVISORS, LLC | LEXAURUM ADVISORS | LAZOR INSURANCE & FINANCIAL SERVICES | KRANSTUBER WEALTH MANAGEMENT | KOWITZ FINANCIAL GROUP | JR HASSEN WEALTH MANAGEMENT | INTEGRATIVE RISK MANAGEMENT | IN THE GAME WEALTH MANAGEMENT | HERITAGE ADVISORS | HARSHA ADVISORY GROUP | GRANT MARSHALL RETIREMENT & WEALTH PLANNING | GEMINI FINANCIAL ADVISORS | GAMEDAY WEALTH MANAGEMENT | FOCAL POINT FINANCIAL GROUP | ELEMENTAL WEALTH GROUP | CARPENTER AND ASSOCIATES | CAPITAL RESOURCE GROUP
CRD#: 283653 / SEC#: 801-107738
RIA
Registered Investment Advisory firm - (5/10/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
16010 Metcalf Avenue, Suite 101, Overland Park, KS 66085
Mailing Address
Phone number
(913) 261-9316
Established
Firm type
Fiscal year end
# of Employees
45
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,641 |
| AUM (Assets Under Management) | $ 1,006,435,215 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
