John Leonard Unice
CFP®Professional Summary
John Leonard Unice, CFP® is a registered financial advisor currently at KEELER THOMAS MANAGEMENT LLC located in Orem, Utah. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. John has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Business Succession Planning
- Employee and Employer Plan Benefits
- Estate Planning
- Comprehensive Financial Planning
Other Aliases
There are no additional aliases reported.
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EAGLE STRATEGIES LLC
Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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EAGLE STRATEGIES LLC
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Disclosures on record.
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Credentials
Years of Experience
47 years in the financial services industry
Current & Past Employments
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Current Firm
KEELER THOMAS INC | KEELER THOMAS MANAGEMENT LLC
Contact Information
Main Address
1327 South 800 East, Orem, UT 84097Phone Number
(801) 226-0800# of Employees
12SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
440AUM (Assets Under Management)
$305,501,290Similar Advisors
EAGLE STRATEGIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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EAGLE STRATEGIES LLC
Primary Firm SEC Registration
KEELER THOMAS INC | KEELER THOMAS MANAGEMENT LLC
State Registrations and Notice Filings
(2/8/2005)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jun 1979Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view John Leonard Unice's CRS (Customer Relationship Summary).
Services Offered by John
- Business Succession Planning
- Employee and Employer Plan Benefits
- Estate Planning
- Comprehensive Financial Planning
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EAGLE STRATEGIES LLC
