Kristi L. Fitzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristi Louise Fitzer, who also goes by Kristi Louise Ellingson, Kris Fitzer, Kristi Louise Hildebrand, was a registered financial professional .
Kristi is a previously registered financial professional and started their career in finance in 1979. Kristi had worked at 5 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2004 - November 4, 2013
SPC
December 13, 2002 - November 4, 2013
PARKLAND SECURITIES, LLC
February 3, 1995 - March 16, 1995
OPPENHEIMER & CO. INC.
May 13, 1992 - December 12, 2002
NEW ENGLAND SECURITIES
January 31, 1989 - May 6, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
July 2, 1979 - December 15, 1988
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/21/1979
Registered Representative ExaminationCurrent Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
